Items

Charges(HKD)

Remarks

Stock Trading

Commission

$5 per transaction

-

Stamp Duty

$1 for every $1000 or part thereof of the transaction value

Payable to HKSAR Government

Regulator Levy

0.004% of transaction amount

Payable to SFC

Exchange Fee

0.005% of transaction amount

Payable to HKEx

Settlement Fee

0.002% of gross value per exchange trade
Minuimum $2, Maximum $100

Payable to HKEx

Trading Tariff

$0.5 per exchange trade

Payable to HKEx

Item (per contract per side)

Hang Seng Index Futures

Mini-Hang Seng Index Futures

H-shares Index Futures

H-Financials Index

FTSE/Xinhua China 25 Index Futures

Index Futures Trading

Commission

$5

$5

$5

$5

$5

SFC Levy

$0.8

$0.16

$0.8

$0.8

$0.8

Exchange Fee

$10

$3.5

$3.5

$5

$5

Cash Settlement Fee

$10*

$3.5*

$3.5*

$3.5*

$5*

* For contract which is exercised on Expiry Day

Item (per contract per side)

Hang Seng Index Options

Mini-Hang Seng Index Options

H-shares Index Options

FTSE/Xinhua China 25 Index Options

Index Options Trading

Initial Margin

SPAN Method (Margin will be calculated based on maximum likely loss under a set of risk scenarios

Commission

$5

$5

$5

$5

SFC Levy

$0.8

$0.16

$0.8

$0.8

Exchange Fee

$10

$2

$3.5

$5

Exercise Fee (per exercised contract)

$10^

$2^

$3.5^

$5^

^ Option that are exercised on Expiry Day

Items

Charges(HKD)

Remarks

Stock Options Trading

Commission

$5 per contract

-

Exchange Tariff

Options Tier 1:$3 per contract per side
Options Tier 2: $1 per contract per side

Payable to HKEx

Exercise Fee

$2 per contract

Payable to HKEx

Stamp Duty

$1 for every $1000 or oart thereof of the transaction value

Payable to HKSAR Government

Transaction Levy

0.004% on gross amount when exercise options/being exercised

Payable to SFC

SEHK Trading Fee

0.005% on gross amount

Payable to HKEx

CCASS Fee

0.002% on gross amount when exercise options/being exercised

Minimum:$2 Maximum:$100

Payable to HKEx

Commission for exercising / being exercised options

$5 per contract

-

Items

Charges(HKD)

Remarks

Physical Scrip Deposit

$5 for each transfer deed

Payable to HKSAR Government

Physical Scrip Withdrawal

$3.50 per board lot (rounded up to the nearest board lot)

Handling Fee $30 per transaction

Payable to HKEx

Investor Settlement Instruction Fee (Deposit or Withdrawal)

SI input fee: $1 per input

Withdrawal handling fee $30 per transaction

Payable to HKEx

SI Deposit

SI input fee: $1 per input

Settlement fee calculation: 0.002% of the stock value calculated on previous closing price, minimum $2

Payable to HKEx

SI Withdrawal

SI input fee: $1 per input

Settlement fee calculation: 0.002% of the stock value calculated on previous closing price, minimum $2

Withdrawal handling fee $30 per transaction

Payable to HKEx

Delivery against payment

$10 per input

Need to apply in advance

Compulsory Share Buy-back Fee

$200 per transaction + CCASS default fee

CCASS default fee payable to HKEx

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Items

Charges(HKD)

Remarks

Custody Fee

Free of Charge

-

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Items

Charges(HKD)

Remarks

Scrip Fee

Stocks held under I-Access Investors Ltd or HKSCC Nominees: $1.50 per board lot (or part thereof)

Payable to HKEx

Cash Dividend Collection

$5 + CCASS Fee

CCASS Fee: 0.12% of gross dividend collected (rounded up to the nearest cent) If the gross amount of dividend collected below $5, the dividend collected fee will be subject to gross amount of dividend collected

Collection of Bonus Shares

$5 per event of collection per stock

-

Corporation Action Fee (Exercise of Rights / Warrants, Rights Excess Application, Stock Consolidation/ Stock Splitting/ Convertible Securities)

$1 per board lot

* If the rights (or other derivatives) are acquired from the market, a scrip fee of $1.5 per board lot will be charged at time of exercise

Minimum $5

Callable Bull/Bear contract - Mandatory Call

$5 per event, plus CCASS action fee $0.8 per board lot

-

Fee for Excess Rights Application

$1 per board lot of successful application of excess shares

Minimum $5

Corporate action fee for auto-exercise covered warrants

$5 per event, plus CCASS action fee $0.8 per board lot

-

Takeover / Privatization

$1 per board lot, minimum $50

Stamp duty$1 for every $1000 or part thereof of the transaction value

-

Fee for handling share consolidation/split

Free of charge

-

Fee for Change of Registration at Share Registrar

In the name of client:
a. Scrip Fee: $2.5 per board lot and
b. Handling Fee: $2 per board lot per stock

Minimum $100 (per stock)

Rounded up to nearest board lot

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Items

Charges(HKD)

Remarks

Account Overdue Interest

Prime rate

Minimum $0.01

IPO Application

$10 per application

-

Bounced Cheque

exclusive of bank charges, $100 handling fee per each time

-

Electronic Fund Transfer via PPS

$5 per transaction

Fee will be waived if deposit amount is equal to or more than $5,000

Stop Cheque Payment

exclusive of bank charges, $100 handling fee per each time

-

Dividend Claim

$500 per event

$200 payable to HKEx

E-Statement (Daily & Monthly)

Free of charge

-

Issuance of daily statement - by post

Current trading date: $50 per statement

Previous trading date: $50 per statement

Overseas: add post office charge

Issuance of monthly statement - by post

Current trading month: $50 per statement

Previous trading month: $100 per statement

Overseas: add post office charge

Request of Physical Certificate by post

$10 per certificate + post office charge

-

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Remarks:Changes or amendment of the information might be made at anytime without prior notice.